| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-08 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-08-08 | - |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-01-28 | 2005-08-05 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-01-28 | 2005-08-05 |
| CES Commodities (HK) Limited | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-11-17 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-17 |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-01-15 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2003-04-01 | 2003-11-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-17 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-17 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-17 |
| Rep | 證券交易 | 2003-04-01 | 2004-01-15 |