| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2025-12-05 | - |
| Rep | 提供資產管理 | 2018-11-19 | - | |
| Rep | 證券交易 | 2018-11-19 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2018-11-19 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-10-22 | - |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2013-11-25 | 2018-05-25 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-06-01 | 2013-11-17 |
已採集記錄中暫無金管局登記。