| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2007-08-27 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-27 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-03-16 | 2007-08-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-03-16 | 2007-08-16 |