| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-11-23 | 2025-11-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-10-30 |
| Rep | 證券交易 | 2014-09-15 | 2017-10-02 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2013-02-25 | 2014-09-02 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-02-25 | 2014-09-02 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-02 | 2013-01-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2005-03-22 |
| Rep | 就證券提供意見 | - | 2005-03-22 | |
| Rep | 提供資產管理 | - | 2005-03-22 | |
| Rep | 證券交易 | - | 2009-09-25 |