| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2021-07-06 | 2021-07-23 |
| QMIS Securities Limited | RO | 證券交易 | 2021-07-06 | 2021-07-23 |
| QMIS Asset Management Limited | Rep | 就證券提供意見 | 2021-05-31 | 2021-07-06 |
| QMIS Securities Limited | Rep | 證券交易 | 2021-05-31 | 2021-07-06 |
| Hong Tai Securities Limited | RO | 就證券提供意見 | 2017-08-04 | 2020-01-31 |
| RO | 證券交易 | 2017-08-04 | 2020-01-31 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-10 | 2016-07-08 |