| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ever-Long Futures Limited | Rep | 期貨合約交易 | 2017-09-07 | 2023-07-31 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-06-01 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-27 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-27 | |
| Rep | 證券交易 | 2003-04-01 | 2017-05-10 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-04-01 | 2017-05-10 |