| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FAIRWIN BROKING LIMITED | RO | 期貨合約交易 | 2017-10-06 | 2023-03-01 |
| RO | 證券交易 | 2017-05-09 | 2023-03-01 | |
| Rep | 證券交易 | 2017-03-07 | 2017-05-09 | |
| LT Securities Limited | RO | 期貨合約交易 | 2015-09-04 | 2017-02-07 |
| RO | 證券交易 | 2015-09-04 | 2017-02-07 | |
| Rep | 期貨合約交易 | 2015-07-16 | 2015-09-04 | |
| Rep | 證券交易 | 2015-07-16 | 2015-09-04 | |
| UPBEST COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2007-05-15 | 2012-08-01 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-05-17 | 2012-08-01 |