| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-04-25 | 2012-11-01 |
| LEE'S SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-07-03 | 2007-11-30 |
| KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-07-08 | 2007-06-07 |
| Ko's Brother (Securities) Company | Rep | 就機構融資提供意見 | - | 2003-05-28 |
| Rep | 就證券提供意見 | - | 2003-05-28 | |
| Rep | 提供資產管理 | - | 2003-05-28 | |
| Rep | 證券交易 | - | 2003-06-20 |