| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-05-06 | 2013-05-01 |
| Rep | 提供資產管理 | 2010-05-06 | 2013-05-01 | |
| VALUE PARTNERS LIMITED | Rep | 就證券提供意見 | 2010-05-06 | 2013-05-01 |
| Rep | 提供資產管理 | 2010-05-06 | 2013-05-01 | |
| Samena Capital Hong Kong Limited | RO | 提供資產管理 | 2009-09-01 | 2010-03-31 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-05-09 | 2008-10-03 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-05-09 | 2008-10-03 |
| Rep | 期貨合約交易 | 2007-05-09 | 2008-10-03 |