| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-12-15 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-05-22 | 2019-11-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-04-16 | 2020-11-30 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2016-03-08 | 2019-03-25 |
| VC BROKERAGE LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 證券交易 | 2003-04-01 | 2016-03-01 | |
| VC FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2016-03-01 |
已採集記錄中暫無金管局登記。