| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 提供資產管理 | 2018-12-17 | - |
| Rep | 期貨合約交易 | 2017-02-13 | - | |
| Rep | 證券交易 | 2017-02-13 | - | |
| Rep | 期貨合約交易 | 2016-02-15 | 2017-02-12 | |
| Rep | 證券交易 | 2016-02-15 | 2017-02-12 | |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2003-06-06 | 2016-02-01 |
| VC BROKERAGE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-28 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 | |
| Rep | 證券交易 | 2003-04-01 | 2016-02-01 |