| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2014-08-13 | 2017-08-01 |
| Rep | 證券交易 | 2012-06-27 | 2014-03-19 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2012-01-17 | 2014-03-19 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2010-07-02 | 2012-01-01 |
| MIB FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-02 |
| Rep | 就證券提供意見 | - | 2003-07-02 | |
| Rep | 提供資產管理 | - | 2003-07-02 | |
| Rep | 證券交易 | - | 2003-07-02 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-02 |
| Rep | 就證券提供意見 | - | 2003-07-02 | |
| Rep | 提供資產管理 | - | 2003-07-02 | |
| Rep | 證券交易 | - | 2010-06-27 |