| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | RO | 證券交易 | 2026-07-30 | - |
| Rep | 就證券提供意見 | 2026-03-26 | - | |
| Rep | 證券交易 | 2026-03-26 | 2026-07-30 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2021-07-13 | 2024-02-23 |
| Rep | 就機構融資提供意見 | 2021-07-13 | 2026-03-07 | |
| Rep | 證券交易 | 2021-07-13 | 2026-03-07 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2021-07-13 | 2026-03-07 |
| Rep | 證券交易 | 2021-07-13 | 2026-03-07 | |
| Apricot Capital (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-07-16 | 2021-06-18 |
| Rep | 證券交易 | 2018-10-10 | 2021-06-18 | |
| WRise Capital Limited | Rep | 就機構融資提供意見 | 2018-10-10 | 2021-06-18 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | 2018-09-26 |
| Rep | 證券交易 | 2017-10-03 | 2018-09-26 | |
| Rep | 就證券提供意見 | 2016-11-10 | 2017-10-02 | |
| Rep | 證券交易 | 2016-11-10 | 2017-10-02 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2015-09-22 | 2018-09-26 |
| Rep | 證券交易 | 2015-09-22 | 2018-09-26 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2015-04-09 | 2015-08-31 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2014-10-17 | 2015-08-31 |
| Rep | 證券交易 | 2014-10-17 | 2015-08-31 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 證券交易 | 2014-01-24 | 2015-08-31 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2010-03-01 | 2014-01-04 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2003-07-02 |
已採集記錄中暫無金管局登記。