| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2006-11-24 | 2018-07-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-02-03 | 2006-11-10 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-27 |
| Rep | 就證券提供意見 | - | 2004-05-27 | |
| Rep | 提供資產管理 | - | 2004-05-27 | |
| Rep | 提供自動化交易服務 | - | 2004-05-27 | |
| Rep | 證券交易 | - | 2006-11-10 |