| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-02-06 | 2019-06-06 |
| Rep | 證券交易 | 2018-02-06 | 2019-06-06 | |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2005-08-12 | 2016-03-25 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2005-08-12 | 2016-03-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-12-06 | 2005-08-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-07-04 | 2005-08-08 |