| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2017-10-17 | 2020-03-31 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2017-10-17 | 2020-03-31 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2004-01-27 | 2017-09-23 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2004-01-27 | 2017-09-23 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-01-12 |
| Rep | 提供資產管理 | - | 2004-01-12 | |
| Rep | 期貨合約交易 | - | 2004-01-20 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-12 |
| Rep | 就證券提供意見 | - | 2004-01-12 | |
| Rep | 提供資產管理 | - | 2004-01-12 | |
| Rep | 提供自動化交易服務 | - | 2004-01-12 | |
| Rep | 證券交易 | - | 2004-01-20 |