| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Futures Limited | Rep | 期貨合約交易 | 2023-01-12 | - |
| Rifa Securities Limited | Rep | 證券交易 | 2023-01-12 | - |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期貨合約交易 | 2019-07-24 | 2022-02-28 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2019-07-24 | 2022-02-28 |
| BIG BAY SECURITIES (HK) LIMITED | RO | 證券交易 | 2017-04-03 | 2018-01-15 |
| Rep | 證券交易 | 2016-11-14 | 2017-04-03 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-08-17 | 2016-11-01 |
| Rep | 證券交易 | 2010-06-14 | 2016-11-01 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-08-18 | 2010-03-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-08-18 | 2010-03-23 |
已採集記錄中暫無金管局登記。