| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lux Aeterna Capital Limited | Rep | 就證券提供意見 | 2026-02-02 | - |
| Rep | 提供資產管理 | 2026-02-02 | - | |
| WinSmart Investment Management Limited | RO | 就證券提供意見 | 2025-07-16 | 2025-08-22 |
| RO | 提供資產管理 | 2024-02-16 | 2025-08-22 | |
| Rep | 提供資產管理 | 2024-02-06 | 2024-02-16 | |
| Sauder Global Investment Management Limited | RO | 就證券提供意見 | 2023-08-03 | 2024-01-26 |
| RO | 提供資產管理 | 2022-12-21 | 2024-01-26 | |
| Mega Success Investment Management Limited | Rep | 就證券提供意見 | 2020-12-04 | 2022-11-30 |
| Rep | 提供資產管理 | 2020-12-04 | 2022-11-30 | |
| RO | 就證券提供意見 | 2020-10-19 | 2020-12-04 | |
| RO | 提供資產管理 | 2020-10-19 | 2020-12-04 | |
| Rep | 提供資產管理 | 2020-09-01 | 2020-10-19 | |
| HWA Asset Management Limited | RO | 提供資產管理 | 2016-10-25 | 2020-08-31 |
| Rep | 提供資產管理 | 2016-01-14 | 2016-10-25 | |
| Vontobel (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-08-13 | 2015-07-01 |
| Rep | 證券交易 | 2012-08-13 | 2015-07-01 | |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-06-15 | 2012-04-30 |
| Rep | 提供資產管理 | 2010-06-15 | 2012-04-30 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2010-04-13 | 2010-06-01 |
| Rep | 就證券提供意見 | 2010-04-13 | 2010-06-01 | |
| Rep | 提供資產管理 | 2010-04-13 | 2010-06-01 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-08-19 | 2010-06-01 |
| Rep | 就證券提供意見 | 2009-08-19 | 2010-06-01 | |
| Rep | 提供資產管理 | 2009-08-19 | 2010-06-01 |
金管局記錄暫時無法載入，請稍後重試。