| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tianlong Securities Co., Limited | RO | 證券交易 | 2025-09-22 | - |
| RO | 就證券提供意見 | 2023-12-19 | - | |
| RO | 提供資產管理 | 2023-12-19 | - | |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 提供資產管理 | 2022-10-17 | 2023-02-17 |
| PINERION INVESTMENT ADVISORY LIMITED | RO | 就證券提供意見 | 2017-06-26 | 2021-09-30 |
| PINERION ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2016-04-19 | 2021-09-06 |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2015-12-21 | 2016-04-15 |
| Rep | 證券交易 | 2015-12-21 | 2016-04-15 | |
| Rep | 提供資產管理 | 2013-07-30 | 2016-04-15 | |
| WHARTON INVESTMENT ADVISORS LIMITED | Rep | 就期貨合約提供意見 | 2008-07-11 | 2011-12-31 |
| Rep | 就證券提供意見 | 2008-07-11 | 2011-12-31 | |
| Rep | 提供資產管理 | 2008-07-11 | 2011-12-31 |
已採集記錄中暫無金管局登記。