| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2015-09-08 | 2021-05-07 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2013-10-15 | 2015-08-31 |
| WIN WONG SECURITIES LIMITED | Rep | 證券交易 | 2008-06-04 | 2013-10-11 |
| HING WONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-10-15 |
| Rep | 提供資產管理 | - | 2004-10-15 | |
| Rep | 就證券提供意見 | - | 2005-10-17 | |
| Rep | 證券交易 | - | 2008-05-31 |