| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Hen Securities and Futures Limited | RO | 就期貨合約提供意見 | 2026-10-22 | - |
| RO | 槓桿式外匯交易 | 2025-09-11 | - | |
| RO | 就證券提供意見 | 2025-08-01 | - | |
| RO | 提供資產管理 | 2025-08-01 | - | |
| RO | 期貨合約交易 | 2025-08-01 | - | |
| RO | 證券交易 | 2025-08-01 | - | |
| Rep | 就證券提供意見 | 2024-12-19 | 2025-08-01 | |
| Rep | 提供資產管理 | 2024-12-19 | 2025-08-01 | |
| Rep | 期貨合約交易 | 2024-12-19 | 2025-08-01 | |
| Rep | 證券交易 | 2024-12-19 | 2025-08-01 | |
| Rep | 就期貨合約提供意見 | 2024-12-19 | 2026-10-22 | |
| MAGIC COMPASS SECURITIES LIMITED | RO | 期貨合約交易 | 2021-12-20 | 2022-10-06 |
| RO | 槓桿式外匯交易 | 2021-12-20 | 2022-10-06 | |
| RO | 就證券提供意見 | 2021-08-16 | 2022-10-06 | |
| RO | 提供資產管理 | 2021-08-16 | 2022-10-06 | |
| RO | 證券交易 | 2021-08-16 | 2022-10-06 | |
| KuCoin Asset Management Limited | Rep | 提供資產管理 | 2021-04-30 | 2021-05-12 |
| KuCoin Commodity Futures Limited | RO | 期貨合約交易 | 2021-04-30 | 2021-05-12 |
| KuCoin HK Limited | Rep | 就證券提供意見 | 2021-04-30 | 2021-05-12 |
| Rep | 證券交易 | 2021-04-30 | 2021-05-12 | |
| WANEXE SECURITIES (HK) LIMITED | RO | 就期貨合約提供意見 | 2019-04-10 | 2020-03-26 |
| RO | 期貨合約交易 | 2019-04-10 | 2020-03-26 | |
| RO | 槓桿式外匯交易 | 2018-08-07 | 2020-03-26 | |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2016-11-09 | 2017-09-30 |
| WING FUNG FINTECH LIMITED | RO | 槓桿式外匯交易 | 2014-01-02 | 2017-09-30 |
| Rep | 槓桿式外匯交易 | 2009-02-20 | 2014-01-02 | |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-25 | 2017-09-30 |
已採集記錄中暫無金管局登記。