| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allter Capital Management Limited | RO | 就證券提供意見 | 2020-04-20 | - |
| RO | 提供資產管理 | 2020-04-20 | - | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-11-03 | 2017-06-19 |
| Rep | 證券交易 | 2014-11-03 | 2017-06-19 | |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2010-11-02 | 2014-09-25 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2010-11-02 | 2014-09-25 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2010-11-02 | 2014-09-25 |