| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Shacom Securities Limited | Rep | 就證券提供意見 | 2025-05-26 | - |
| Rep | 證券交易 | 2025-05-26 | - | |
| Future Securities Limited (HK) | Rep | 期貨合約交易 | 2022-08-29 | 2024-04-17 |
| RO | 期貨合約交易 | 2021-12-23 | 2022-07-23 | |
| Rep | 就期貨合約提供意見 | 2020-07-20 | 2024-04-17 | |
| Rep | 就證券提供意見 | 2020-07-20 | 2024-04-17 | |
| Rep | 證券交易 | 2018-10-16 | 2024-04-17 | |
| Rep | 期貨合約交易 | 2018-08-06 | 2021-12-23 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-06-26 | 2015-07-06 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2010-10-18 | 2012-04-10 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2009-05-22 | 2009-11-21 |