| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WING YEE SECURITIES COMPANY LIMITED | RO | 證券交易 | 2007-06-26 | - |
| Rep | 證券交易 | 2003-06-16 | 2007-06-26 | |
| Wing Yee Company | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-22 | |
| Rep | 證券交易 | 2003-04-01 | 2003-06-15 |