| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINTECH SECURITIES LIMITED | Rep | 證券交易 | 2010-08-16 | 2013-07-31 |
| CVP Securities Limited | Rep | 證券交易 | 2007-12-20 | 2010-07-31 |
| WINTECH SECURITIES LIMITED | Rep | 證券交易 | 2007-02-26 | 2007-12-19 |
| CHINA SECURITIES HOLDINGS LIMITED | Rep | 證券交易 | 2006-07-07 | 2007-02-05 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2006-03-31 | 2006-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-03-16 | 2005-10-31 |