| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wealthy Securities Limited | Rep | 證券交易 | 2022-01-07 | 2022-09-16 |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-04-14 | 2021-12-22 |
| WINTONE SECURITIES LIMITED | Rep | 證券交易 | 2007-03-06 | 2021-02-26 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2005-07-25 | 2007-03-01 |
| KWONG FAT HONG (SECURITIES) LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-26 |
| Rep | 就證券提供意見 | - | 2004-11-26 | |
| Rep | 提供資產管理 | - | 2004-11-26 | |
| Rep | 證券交易 | - | 2005-07-19 |