| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2018-04-23 | 2020-05-08 |
| Rep | 證券交易 | 2018-04-23 | 2020-05-08 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2015-07-14 | 2018-02-09 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2015-07-14 | 2018-02-09 |
| WOCOM LIMITED (HK) | Rep | 就期貨合約提供意見 | - | 2003-08-22 |
| Rep | 提供資產管理 | - | 2003-08-22 | |
| Rep | 期貨合約交易 | - | 2015-05-28 | |
| WOCOM SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-22 |
| Rep | 就證券提供意見 | - | 2003-08-22 | |
| Rep | 提供資產管理 | - | 2003-08-22 | |
| Rep | 證券交易 | - | 2015-05-28 |