| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WONDER FACE FUND MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2017-01-17 | - |
| RO | 提供資產管理 | 2017-01-17 | - | |
| RO | 證券交易 | 2017-01-17 | - | |
| CHINA SKY SECURITIES LIMITED | RO | 證券交易 | 2015-10-02 | 2016-02-17 |
| Rep | 證券交易 | 2011-10-21 | 2015-10-02 | |
| WONDER FACE FUND MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-01 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-02-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-01 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2011-10-20 |