| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YF ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2025-09-03 | - |
| YF FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2025-09-03 | - |
| YF ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-06-17 | - |
| RO | 提供資產管理 | 2025-06-17 | - | |
| YF SECURITIES COMPANY LIMITED | RO | 證券交易 | 2025-06-17 | - |
| YF ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2025-05-08 | 2025-09-03 |
| YF FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2025-05-08 | 2025-09-03 |
| YF ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-02-13 | 2025-06-17 |
| Rep | 提供資產管理 | 2025-02-13 | 2025-06-17 | |
| YF SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-12-13 | 2025-06-17 |
| BOSCO SECURITIES LIMITED | RO | 就證券提供意見 | 2024-09-05 | 2024-11-30 |
| RO | 證券交易 | 2024-09-05 | 2024-11-30 | |
| Rep | 就證券提供意見 | 2024-06-18 | 2024-09-05 | |
| Rep | 證券交易 | 2024-06-18 | 2024-09-05 | |
| RO | 提供資產管理 | 2024-05-14 | 2024-11-30 | |
| VALUABLE CAPITAL LIMITED | RO | 就期貨合約提供意見 | 2020-04-22 | 2023-12-31 |
| RO | 提供資產管理 | 2018-01-31 | 2023-12-31 | |
| RO | 就證券提供意見 | 2017-09-27 | 2023-12-31 | |
| RO | 期貨合約交易 | 2017-09-27 | 2023-12-31 | |
| RO | 證券交易 | 2017-05-11 | 2023-12-31 | |
| Rep | 證券交易 | 2017-03-07 | 2017-05-11 | |
| YF ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2016-08-23 | 2017-03-02 |
| RO | 提供資產管理 | 2015-09-09 | 2017-03-02 | |
| YF FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2015-08-21 | 2017-03-02 |
| YF ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-09-10 | 2015-09-09 |
| RO | 就證券提供意見 | 2013-04-16 | 2017-03-02 | |
| YF FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2005-08-02 | 2015-08-21 |
| YF SECURITIES COMPANY LIMITED | RO | 證券交易 | 2004-06-07 | 2017-03-02 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-03 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2004-06-07 |
已採集記錄中暫無金管局登記。