| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2023-06-30 | - |
| RO | 證券交易 | 2023-06-30 | - | |
| Rep | 就證券提供意見 | 2017-03-02 | 2023-06-30 | |
| Rep | 證券交易 | 2017-03-02 | 2023-06-30 | |
| CMB International Securities Limited | Rep | 證券交易 | 2013-10-24 | 2017-03-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2010-07-26 | 2013-06-08 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2007-09-24 | 2010-06-26 |
已採集記錄中暫無金管局登記。