| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2012-06-11 | 2013-05-27 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2010-07-09 | 2011-10-14 |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2003-07-04 | 2005-06-20 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-03 |
| Rep | 提供資產管理 | - | 2003-07-03 | |
| Rep | 提供自動化交易服務 | - | 2003-07-03 | |
| Rep | 證券交易 | - | 2003-07-03 | |
| Rep | 就證券提供意見 | - | 2003-07-04 |