Mui, Kay Boon 梅基本

證監會中央編號:AAJ763

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Zijing Capital Limited	RO	證券交易	2022-07-21	-
	Rep	就機構融資提供意見	2021-12-30	-
	Rep	證券交易	2021-11-19	2022-07-21
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2021-03-04	2021-10-22
	Rep	期貨合約交易	2021-01-25	2021-10-22
	RO	證券交易	2021-01-25	2021-10-22
	Rep	證券交易	2020-11-19	2021-01-25
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	就機構融資提供意見	2020-04-14	2020-06-07
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	證券交易	2020-04-14	2020-06-07
SBC CAPITAL PARTNERS LIMITED	Rep	就機構融資提供意見	2019-12-30	2020-01-31
SynerWealth Financial Limited	Rep	證券交易	2019-10-03	2020-01-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	證券交易	2017-05-04	2019-04-30
	Rep	證券交易	2016-02-05	2017-05-04
	Rep	就機構融資提供意見	2016-02-05	2019-04-30
Soochow Securities International Brokerage Limited	Rep	證券交易	2015-07-20	2016-01-26
Changjiang Asset Management (HK) Limited	Rep	就證券提供意見	2015-01-29	2015-07-02
	Rep	提供資產管理	2015-01-29	2015-07-02
Changjiang Securities Brokerage (HK) Limited	Rep	證券交易	2015-01-29	2015-07-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2013-09-23	2015-01-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2013-09-23	2015-01-17
Yuanta Securities (Hong Kong) Company Limited	Rep	就證券提供意見	2010-11-17	2013-06-08
	Rep	證券交易	2010-11-17	2013-06-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-12-29	2010-11-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-11-11	2010-11-06
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-11-11	2010-11-06
CCB INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2007-06-05	2008-07-31
KGI ASIA LIMITED	RO	證券交易	2006-10-13	2007-05-24
KGI SECURITIES (HONG KONG) LIMITED	RO	證券交易	2006-10-13	2007-05-24
KGI ASIA LIMITED	Rep	證券交易	2005-05-03	2006-10-13
KGI SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2005-05-03	2006-10-13
SBI China Capital Securities Limited	Rep	證券交易	2003-08-01	2005-04-14

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。

主要資料牌照與登記公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Zijing Capital Limited	RO	證券交易	2022-07-21	-
	Rep	就機構融資提供意見	2021-12-30	-
	Rep	證券交易	2021-11-19	2022-07-21
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2021-03-04	2021-10-22
	Rep	期貨合約交易	2021-01-25	2021-10-22
	RO	證券交易	2021-01-25	2021-10-22
	Rep	證券交易	2020-11-19	2021-01-25
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	就機構融資提供意見	2020-04-14	2020-06-07
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	證券交易	2020-04-14	2020-06-07
SBC CAPITAL PARTNERS LIMITED	Rep	就機構融資提供意見	2019-12-30	2020-01-31
SynerWealth Financial Limited	Rep	證券交易	2019-10-03	2020-01-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	證券交易	2017-05-04	2019-04-30
	Rep	證券交易	2016-02-05	2017-05-04
	Rep	就機構融資提供意見	2016-02-05	2019-04-30
Soochow Securities International Brokerage Limited	Rep	證券交易	2015-07-20	2016-01-26
Changjiang Asset Management (HK) Limited	Rep	就證券提供意見	2015-01-29	2015-07-02
	Rep	提供資產管理	2015-01-29	2015-07-02
Changjiang Securities Brokerage (HK) Limited	Rep	證券交易	2015-01-29	2015-07-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2013-09-23	2015-01-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2013-09-23	2015-01-17
Yuanta Securities (Hong Kong) Company Limited	Rep	就證券提供意見	2010-11-17	2013-06-08
	Rep	證券交易	2010-11-17	2013-06-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-12-29	2010-11-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-11-11	2010-11-06
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-11-11	2010-11-06
CCB INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2007-06-05	2008-07-31
KGI ASIA LIMITED	RO	證券交易	2006-10-13	2007-05-24
KGI SECURITIES (HONG KONG) LIMITED	RO	證券交易	2006-10-13	2007-05-24
KGI ASIA LIMITED	Rep	證券交易	2005-05-03	2006-10-13
KGI SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2005-05-03	2006-10-13
SBI China Capital Securities Limited	Rep	證券交易	2003-08-01	2005-04-14

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。