| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZEAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2009-10-09 | 2018-03-16 |
| RO | 提供資產管理 | 2009-10-09 | 2018-03-16 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就證券提供意見 | 2006-11-09 | 2009-05-08 |
| RO | 證券交易 | 2006-11-09 | 2009-05-08 | |
| Rep | 證券交易 | 2006-09-06 | 2006-11-09 | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | 證券交易 | 2005-06-01 | 2006-02-28 |
| Rep | 就機構融資提供意見 | - | 2003-09-03 | |
| Rep | 就證券提供意見 | - | 2003-09-03 | |
| Rep | 提供資產管理 | - | 2003-09-03 | |
| Rep | 證券交易 | - | 2005-03-15 |