| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Forthright Capital Management Limited | RO | 提供資產管理 | 2026-01-12 | - |
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2019-08-23 | - |
| RO | 就證券提供意見 | 2019-08-23 | - | |
| RO | 期貨合約交易 | 2019-08-23 | - | |
| RO | 證券交易 | 2019-08-23 | - | |
| CENTRAL WEALTH FUTURES LIMITED | RO | 就期貨合約提供意見 | 2017-01-26 | 2019-04-30 |
| RO | 期貨合約交易 | 2017-01-26 | 2019-04-30 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | 就證券提供意見 | 2017-01-26 | 2019-04-30 |
| RO | 證券交易 | 2017-01-26 | 2019-04-30 | |
| Central Universe Futures Limited | RO | 期貨合約交易 | 2016-06-14 | 2017-01-06 |
| Rep | 期貨合約交易 | 2016-05-04 | 2016-06-14 | |
| CSC SECURITIES (HK) LIMITED | RO | 證券交易 | 2015-09-02 | 2016-01-04 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-12-03 | 2016-01-04 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-12-03 | 2015-09-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-11-14 | 2014-11-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-08-15 | 2014-11-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-08-15 | 2014-11-23 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2012-12-07 | 2014-08-03 |
| Rep | 期貨合約交易 | 2012-11-01 | 2014-08-03 | |
| Zhonghao International Futures Co., Limited | Rep | 期貨合約交易 | 2011-06-27 | 2012-10-17 |
金管局記錄暫時無法載入，請稍後重試。