| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zijing Capital Limited | Rep | 就機構融資提供意見 | 2009-06-24 | 2009-08-24 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就證券提供意見 | 2007-08-01 | 2009-04-01 |
| RO | 就機構融資提供意見 | 2007-01-26 | 2009-04-01 | |
| RO | 證券交易 | 2007-01-26 | 2009-04-01 | |
| Rep | 就機構融資提供意見 | 2007-01-18 | 2007-01-26 | |
| Rep | 證券交易 | 2007-01-18 | 2007-01-26 | |
| Absolute Investment Management (HK) Limited | RO | 就證券提供意見 | - | 2007-01-06 |
| RO | 提供資產管理 | - | 2007-01-06 | |
| Joy Silver Limited | RO | 就機構融資提供意見 | - | 2007-01-05 |
| RO | 證券交易 | - | 2007-01-05 |