| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2022-02-11 | - |
| Rep | 期貨合約交易 | 2022-02-11 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-02-11 | - |
| Rep | 證券交易 | 2022-02-11 | - | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-02-09 | 2021-12-30 |
| Rep | 期貨合約交易 | 2019-08-16 | 2021-12-30 | |
| Rep | 證券交易 | 2019-06-18 | 2021-12-30 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-05-08 | 2019-01-16 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2017-05-08 | 2019-01-16 |