| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2024-09-30 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2023-08-17 | - |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2023-08-17 | - |
| ANDO ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-05-24 | 2020-08-14 |
| Rep | 證券交易 | 2019-05-24 | 2020-08-14 | |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2011-06-17 | 2016-10-11 |
| Rep | 就證券提供意見 | 2010-02-05 | 2011-12-31 | |
| Rep | 提供資產管理 | 2010-02-05 | 2012-01-30 | |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 提供資產管理 | 2009-08-20 | 2010-01-21 |
| Rep | 就證券提供意見 | 2006-01-13 | 2010-01-21 |
已採集記錄中暫無金管局登記。