| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-10-24 | 2021-03-01 |
| Rep | 證券交易 | 2011-03-28 | 2021-03-01 | |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 提供資產管理 | 2008-05-30 | 2010-06-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-05-30 | 2011-03-17 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2004-11-30 | 2010-06-30 |