| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就證券提供意見 | 2012-02-08 | 2013-08-31 |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-03-18 | 2011-12-30 |
| Broadway Wealth Management Limited | Rep | 就證券提供意見 | 2005-08-05 | 2010-06-15 |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2005-04-29 | 2005-08-04 |