| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2015-07-03 | 2020-12-30 |
| Rep | 證券交易 | 2011-06-27 | 2015-01-26 | |
| Rep | 就證券提供意見 | 2008-12-05 | 2011-07-18 | |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-02-18 | 2008-09-04 |
| Rep | 證券交易 | 2008-02-18 | 2008-09-04 | |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2006-04-25 | 2007-11-26 |
| CHAMPUS ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-09-01 | 2006-03-31 |
| T G HOLBORN (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2005-06-14 |
| Rep | 就證券提供意見 | - | 2005-06-14 |