| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wealth Management Cube Limited | RO | 證券交易 | 2015-03-19 | 2019-04-09 |
| BOCOM MPF & FINANCIAL SERVICES COMPANY LIMITED | RO | 就證券提供意見 | 2012-06-25 | 2015-01-15 |
| RO | 證券交易 | 2012-06-25 | 2015-01-15 | |
| BANK OF COMMUNICATIONS TRUSTEE LIMITED | RO | 就證券提供意見 | 2005-01-17 | 2012-10-26 |
| RO | 證券交易 | 2005-01-17 | 2012-10-26 | |
| Rep | 就證券提供意見 | - | 2005-01-17 | |
| Rep | 證券交易 | - | 2005-01-17 |