| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2016-08-29 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-04-28 | 2016-08-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-10-29 | 2016-08-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-10-29 | 2016-08-13 |
| BOCOM MPF & FINANCIAL SERVICES COMPANY LIMITED | Rep | 證券交易 | 2012-08-01 | 2012-08-26 |
| BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | 證券交易 | 2008-02-13 | 2012-08-26 |