| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2018-06-04 | - |
| QUAD CAPITAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-09-15 | 2018-05-31 |
| Rep | 提供資產管理 | 2015-09-15 | 2018-05-31 | |
| LIGHT & SALT CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-09-30 | 2015-08-21 |
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 證券交易 | 2012-11-22 | 2014-02-12 |
| Rep | 提供資產管理 | 2012-07-03 | 2014-02-12 | |
| Rep | 就期貨合約提供意見 | 2010-04-26 | 2014-02-12 | |
| Rep | 就證券提供意見 | 2010-04-26 | 2014-02-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2006-05-11 | 2009-09-03 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-07-25 | 2005-11-12 |