| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHUANGYING SECURITIES LIMITED | RO | 證券交易 | 2022-04-13 | - |
| Rep | 證券交易 | 2022-02-16 | 2022-04-13 | |
| Tiger Faith Securities Limited | Rep | 證券交易 | 2021-03-18 | 2021-12-16 |
| China On Securities Limited | RO | 證券交易 | 2020-10-05 | 2020-12-31 |
| Rep | 證券交易 | 2020-09-14 | 2020-10-05 | |
| TUNG YAT SECURITIES LIMITED | RO | 證券交易 | 2018-11-13 | 2020-08-31 |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 證券交易 | 2008-10-24 | 2018-10-31 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2006-12-04 | 2008-08-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-07-06 | 2006-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-05-08 | 2006-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-03-09 | 2006-04-29 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-03-09 | 2006-04-29 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2003-11-19 | 2006-03-01 |
| GET NICE SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-19 | |
| Rep | 證券交易 | 2003-04-01 | 2003-11-19 |
已採集記錄中暫無金管局登記。