| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 證券交易 | 2008-12-09 | - |
| CVP Securities Limited | Rep | 證券交易 | 2006-04-03 | 2008-12-03 |
| Beijing Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-02 | |
| Rep | 證券交易 | 2003-04-01 | 2006-05-02 |