| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CF GLOBAL (HK) LIMITED | RO | 期貨合約交易 | 2023-09-26 | - |
| RO | 證券交易 | 2023-09-26 | - | |
| Rep | 期貨合約交易 | 2016-04-08 | 2023-09-26 | |
| Rep | 證券交易 | 2009-08-13 | 2023-09-26 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-08-01 | 2009-05-14 |
| SG Asset Finance (Hong Kong) Limited | Rep | 證券交易 | 2004-11-17 | 2005-07-30 |