| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2024-08-07 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2024-06-12 | - |
| OnePlatform Securities Limited | Rep | 證券交易 | 2009-10-08 | 2024-05-07 |
| YICKO SECURITIES LIMITED | Rep | 證券交易 | 2004-03-12 | 2009-09-30 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2003-11-20 | 2004-03-10 |
| DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-18 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-13 |
已採集記錄中暫無金管局登記。