| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| K.K.M. SECURITIES LIMITED | Rep | 證券交易 | 2021-01-06 | 2021-01-31 |
| OnePlatform Securities Limited | Rep | 證券交易 | 2018-07-20 | 2021-01-04 |
| Rep | 證券交易 | 2006-06-08 | 2018-01-10 | |
| WING SANG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-29 |
| Rep | 就證券提供意見 | - | 2003-12-29 | |
| Rep | 提供資產管理 | - | 2003-12-29 | |
| Rep | 證券交易 | - | 2006-05-31 |