| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited | RO | 證券交易 | 2005-10-05 | 2024-07-27 |
| CHEKIANG FIRST SECURITIES CO. LIMITED | RO | 證券交易 | 2003-05-06 | 2014-11-24 |
| OCBC Futures Investment (Hong Kong) Limited | RO | 期貨合約交易 | 2003-05-06 | 2024-07-27 |
| CHEKIANG FIRST SECURITIES CO. LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-28 |
| Rep | 就證券提供意見 | - | 2003-04-28 | |
| Rep | 提供資產管理 | - | 2003-04-28 | |
| Rep | 證券交易 | - | 2003-05-06 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 就期貨合約提供意見 | - | 2003-04-28 |
| Rep | 提供資產管理 | - | 2003-04-28 | |
| Rep | 期貨合約交易 | - | 2003-05-06 |