| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2025-06-24 | - |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2024-05-08 | 2025-04-26 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2023-10-18 | 2024-04-12 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-09-30 |
| Rep | 證券交易 | 2015-04-29 | 2017-10-02 | |
| CHINA POINT STOCK BROKERS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-12-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-12-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-12-10 | |
| Rep | 證券交易 | 2003-04-01 | 2015-04-20 |
已採集記錄中暫無金管局登記。